Late in 2022, the CFPB outlined rule-making proposals regarding consumers’ access to and control of their financial data as part of the implementation of Section 1033 of the Dodd-Frank Act. The CFPB’s upcoming proposals would change the control firms, primarily large banks, have over personal financial data.

Spending my days at IMP immersed in OMS conversions and upgrades, I have seen first-hand the repeated problems that arise from managing complex databases and the difficulty in accessing truly useful information from the mounds of OMS library data. Compliance projects continually present challenges that require agile thinking and adaptable solutions. Here’s 3 insider tips to ensure your compliance projects turn out successfully.

What it means for a corporate insider or company to act in “good faith” is about to dramatically change when it comes to insider trading.