The Case For (and Against?) Digitizing Compliance Requirements
In previous posts, we discussed the importance of correctly capturing Requirements (capitalized to indicate compliance requirements). In conversations with large investment/asset managers (>$100bAUM) they have invested significant budgets in the on-boarding process. That process generally includes everything from KYC and AML to IMA/source documentation reviews.
Ah, Spring! The buds are showing on the trees and sunshine is breaking through the clouds. Here in New England, it’s the time of crocuses coming up through the soil, robins singing in the trees—and potholes forming on our streets and highways. They start out small and get progressively worse as we move into the next season, Road Construction and Detours.