SEC New Regulations for Private Funds: How does this affect your firm?

On August 23rd, the Securities and Exchange Commission (SEC) approved new rules aimed at improving the operations of private fund advisers and updating compliance regulations for investment advisers. Despite facing some resistance from firms, the SEC has asserted that these rules offer several benefits to investors when implemented.  

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About IMP

IMP is a FinTech & RegTech consulting firm serving buy-side investment managers worldwide.

We work with asset managers on their Order Management (OMS), Compliance, Risk, Middle Office & Back Office Systems. We have helped firms from ~$5 billion AUM to >$2 trillion AUM streamline and enhance their current systems, find new systems and implement them, upgrade one or more areas of the trading workflow, and train their staff. 

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