Unpacking the Impact: The Challenges of Proposed Regulations for Investment Companies

Hailey Ford on 12/3/24 9:15 AM Compliance, Regulatory, Trading, SEC, ESG, investments, Regulations, Guidelines, RiskManagement, InvestmentCompanies, CorporateGovernance, Cybersecurity, RegTech

As the regulatory landscape for financial services continues to evolve, investment companies are finding themselves at a crossroads.

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IMP is a FinTech & RegTech consulting firm serving buy-side investment managers worldwide.

We work with asset managers on their Order Management (OMS), Compliance, Risk, Middle Office & Back Office Systems. We have helped firms from ~$5 billion AUM to >$2 trillion AUM streamline and enhance their current systems, find new systems and implement them, upgrade one or more areas of the trading workflow, and train their staff. 

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