The PRC Risk Transparency Act & its implications on U.S. Compliance Programs

Hailey Ford on 9/4/24 8:30 AM Compliance, Regulatory, risk, SEC, Compliance Rules, Regulations, SECRegulations

Amid escalating global tensions and geopolitical uncertainties, numerous bills are being researched and proposed to minimize the impact to United States financial markets.

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Investment Giant Pays the Price for Misrepresented ESG Funds

Kathryn Edwards on 6/30/22 9:55 AM Compliance, Regulatory, risk, SEC, ESG, Regulations

Investment Giant Pays the Price for Misrepresented ESG Funds

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About IMP

IMP is a FinTech & RegTech consulting firm serving buy-side investment managers worldwide.

We work with asset managers on their Order Management (OMS), Compliance, Risk, Middle Office & Back Office Systems. We have helped firms from ~$5 billion AUM to >$2 trillion AUM streamline and enhance their current systems, find new systems and implement them, upgrade one or more areas of the trading workflow, and train their staff. 

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