As the regulatory landscape for financial services continues to evolve, investment companies are finding themselves at a crossroads.
Unpacking the Impact: The Challenges of Proposed Regulations for Investment Companies
Hailey Ford
on 12/3/24 9:15 AM
Compliance,
Regulatory,
Trading,
SEC,
ESG,
investments,
Regulations,
Guidelines,
RiskManagement,
InvestmentCompanies,
CorporateGovernance,
Cybersecurity,
RegTech
ESG Investing: Preventing Greenwashing & Preparing for Regulatory Changes
Erin Carey
on 11/26/24 9:30 AM
Compliance,
Regulatory,
Trading,
SEC,
Best Practices,
ESG,
investments,
Regulations,
Guidelines,
Greenwashing
ESG investing focuses on incorporating environmental, social, and governance principles into a fund’s investment strategy. These portfolios often consist of investments in assets that promote green energy, climate preservation, Diversity, Equity, and Inclusion initiatives, and equal access to opportunities.
The Rise of Artificial Intelligence in Investment Strategies and the Role of Compliance
Mandeep Singh
on 11/13/24 9:00 AM
Compliance,
Regulatory,
Trading,
SEC,
investments,
Regulations,
AI
Credit Suisse AT1 Write-off Leads to Billions in Losses for Creditors
Nicolas DiSciullo
on 6/1/23 2:00 AM
Compliance,
Asset Management,
Trading,
Testing Compliance Rules,
Compliance Rules,
Regulations
Credit Suisse AT1 Write-off Leads to Billions in Losses for Creditors – Is it Time to Review Your OMS Compliance Rule Library?
The recent turmoil in the US financial markets and the collapse of Silicon Valley Bank and other regional banks have caused significant volatility. Internationally, UBS's acquisition of Credit Suisse aims to restore confidence in the Swiss banking system.