As the regulatory landscape for financial services continues to evolve, investment companies are finding themselves at a crossroads.
ESG investing focuses on incorporating environmental, social, and governance principles into a fund’s investment strategy. These portfolios often consist of investments in assets that promote green energy, climate preservation, Diversity, Equity, and Inclusion initiatives, and equal access to opportunities.
The Rise of Artificial Intelligence in Investment Strategies and the Role of Compliance
Why Are 25 State Attorney Generals Suing the DOL?
A recent U.S. Department of Labor (DOL) rule that went into effect is facing a legal challenge as attorney generals from 25 states argue that it violates Employee Retirement Income Security Act of 1974's (ERISA’s) mandate that asset managers serve as fiduciaries in managing retirement plan assets.