As the regulatory landscape for financial services continues to evolve, investment companies are finding themselves at a crossroads.

ESG investing focuses on incorporating environmental, social, and governance principles into a fund’s investment strategy. These portfolios often consist of investments in assets that promote green energy, climate preservation, Diversity, Equity, and Inclusion initiatives, and equal access to opportunities. 

The Rise of Artificial Intelligence in Investment Strategies and the Role of Compliance

Amid escalating global tensions and geopolitical uncertainties, numerous bills are being researched and proposed to minimize the impact to United States financial markets.

SEC v. Jarkesy: Navigating Changes to the Regulatory Landscape 

Investment Giant Pays the Price for Misrepresented ESG Funds