The Rise of Artificial Intelligence in Investment Strategies and the Role of Compliance

Mandeep Singh on 11/13/24 9:00 AM Compliance, Regulatory, Trading, SEC, investments, Regulations, AI

The Rise of Artificial Intelligence in Investment Strategies and the Role of Compliance

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The PRC Risk Transparency Act & its implications on U.S. Compliance Programs

Hailey Ford on 9/4/24 8:30 AM Compliance, Regulatory, risk, SEC, Compliance Rules, Regulations, SECRegulations

Amid escalating global tensions and geopolitical uncertainties, numerous bills are being researched and proposed to minimize the impact to United States financial markets.

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SEC v. Jarkesy: Navigating Changes to the Regulatory Landscape

Erin Carey on 7/25/24 4:03 PM Compliance, Regulatory, SEC, Compliance Rules, Regulations, SECRegulations

SEC v. Jarkesy: Navigating Changes to the Regulatory Landscape 

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IMP's Guide: Preparing for the Proposed Names Rule Updates (Part 2)

Nicolas DiSciullo on 7/21/22 9:04 AM Compliance, Regulatory, SEC, Compliance Rules, ESG
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Investment Giant Pays the Price for Misrepresented ESG Funds

Kathryn Edwards on 6/30/22 9:55 AM Compliance, Regulatory, risk, SEC, ESG, Regulations

Investment Giant Pays the Price for Misrepresented ESG Funds

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About IMP

IMP is a FinTech & RegTech consulting firm serving buy-side investment managers worldwide.

We work with asset managers on their Order Management (OMS), Compliance, Risk, Middle Office & Back Office Systems. We have helped firms from ~$5 billion AUM to >$2 trillion AUM streamline and enhance their current systems, find new systems and implement them, upgrade one or more areas of the trading workflow, and train their staff. 

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